For investors
We are recognised as market leaders in carrying out various types of risk assessment for investors in regulated and unregulated markets, but don’t just take our word for it, read our CASE STUDIES to see examples of our work and WHITE PAPERS on our latest market and regulatory thinking.
WE ARE TRUSTED FOR:
- Our experienced subject matter experts
- Our supply of independent lines of defence
- Our expertise in identifying risks
- Our history as the longest specialist supplier in the sector
- Our ability to horizon scan for future risks
- Our quality outputs
CASE STUDIES
“…The Rockstead consultative approach was one that resonated well with senior management and staff and helped us improve our culture internally.”
Utilities company sought audits of risk assessment policies
We improved risk assessments and complaints handling, cutting response times and elevating customer service.
“…This transaction went all the more smoothly because of Rockstead’s expert and experienced handling of the portfolio.”
Global Investment Bank back book purchase
We delivered expert due diligence, identifying material risks and cost savings prior to a £200m non-performing loan acquisition.
“…We achieved fully regulated status in no small part because the expertise, hard work and experience of the people at Rockstead."
Specialist bank acquires full regulatory status
We supported the client from start-up to full FCA status through expert reviews, process improvements, and risk benchmarking.
“…The Rockstead consultative approach was one that resonated well with senior management and staff and helped us improve our culture internally.”
“…This transaction went all the more smoothly because of Rockstead’s expert and experienced handling of the portfolio.”
“…We achieved fully regulated status in no small part because the expertise, hard work and experience of the people at Rockstead. Their role as an independent critical friend was instrumental in that achievement.”
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