For CROs
Across all sectors of the financial services market, we have supported CROs with additional lines of defence to protect their growth plans, but don’t just take our word for it, read our CASE STUDIES to see examples of our work and WHITE PAPERS on our latest market and regulatory thinking.
WE ARE TRUSTED FOR:
- Our experienced subject matter experts
- Our supply of independent lines of defence
- Our expertise in identifying risks
- Our history as the longest specialist supplier in the sector
- Our ability to horizon scan for future risks
- Our quality outputs
CASE STUDIES
“…The Rockstead teams’ detailed knowledge of the market place and standard operating practice were invaluable.”
Trade Association required on-boarding process for new members
We developed a compliant onboarding process, enabling consistent due diligence and independent oversight of new members.
“…Rockstead’s independent straight-talking approach meant we were able to quickly identify and address issues that would otherwise have impeded our attaining of regulatory approval that was critical for our business.”
Prepare a financial distributor for conducting regulated business
We strengthened SMCR governance, delivered independent assurance, supporting the client through the process.
“…Having been utilizing a third party supplier for a number of years, with no added value, we decided to seek an alternate provider and Rockstead delivered everything they promised, resulting in improved internal assurance.”
Telecoms company annual AUP and policy reviews
We conducted an AUP review, identified policy gaps and delivered improvements to internal processes.
